Securities and Exchange Commission (SEC) as a Broker-Dealer and with the CFTC as a Futures Commission Merchant and Commodity Trading Adviser. StoneX Financial Inc. and StoneX Outsourced Services LLC are wholly-owned subsidiaries of StoneX Group Inc. Investments in commodities may have greater volatility than investments in traditional securities, particularly if the instruments involve leverage. Use of leveraged commodity-linked derivatives creates an opportunity for increased return but, at the same time, creates the possibility for greater loss.
- Custody of assets may be offered, as well as daily preparations of account statements.
- For many large institutions, a prime broker can be a one-stop-shop that makes doing business much easier.
- Prime brokerages also earn very large sums from the spread in interest rates between their borrowing and lending operations.
They have extensive practical experience in account management as well as broad operational expertise. Our experts offer in-depth knowledge of financial products, combined with local and global market intelligence, allowing us to service a variety of sophisticated business strategies. Our Capital Introduction team provides our hedge fund clients with targeted introductions to the world’s leading pension plans, endowments, foundations, family offices, sovereign wealth funds, insurance companies, funds of funds, private banks and consultants. Our multifaceted approach provides access to borrowing through multiple clearing firms and stock loan desks.
Requirements for Prime Brokerage Accounts
Users of the Site may not necessarily be able to deal directly with all entities whose material is available on the Site. No software or information on the Site may be downloaded or otherwise exported in contravention of any applicable laws or regulations, including all applicable export control laws and regulations. Leverage our assistance to grow your hedge fund business through introductions to institutional investors, provision of market information & participation in educational events. BNP Paribas’ global equity financing capabilities aim to optimise clients’ balance sheets and enhance yields including yield enhancement of liquid assets, inventory optimisation, alternative yield enhancement and reduction of credit exposure. Our dedicated Quantitative Analytics team provides in-depth analysis on short side events and we draw on our stable and deep pool of inventory for physical and synthetic shorts. Margin is when a prime broker lends money to a client so that they can purchase securities.
BNP Paribas has over 30 years of track record in developing innovative equity derivatives strategies and is an established global leader in structured products. Our comprehensive range of solutions across flow and structured products is designed to meet all our clients’ needs. Jefferies is one of the world’s leading full-service investment banking and capital markets firms. Jefferies Outsourced Trading is a comprehensive and cost-effective global trading solution for asset managers, designed to be an extension of their firm’s investment process and to enhance their trade execution needs. Our modeling of risk is comprehensive and designed to fully reflect our clients’ strategies within a single and flexible stress test. This test is intuitive, transparent and stable, using clearly stated, predefined scenarios that are not sensitive to prevailing market volatility.
The Rise of AI Assistants: Hedge Fund Managers and ChatGPT
You are leaving wellsfargo.com and entering a website that Wells Fargo does not control. Wells Fargo has provided this link for your convenience, but does not endorse and is not responsible for the products, services, content, links, privacy policy, or security policy of this website. RISE developed a best-of-breed risk and analytics system which allows clients to monitor important metrics around risk in their portfolios. Access deep liquidity and improved pricing through our sophisticated execution technology – from primary exchanges and MTFs for equities, to Tier 1 bank and non-bank sources for FX.
We have business professionals and experienced prime brokerage technologists available to provide training and support, and our global Client Technology Services team responds to client inquiries 24 hours a day, seven days a week. Our agency-only futures desk has extensive experience executing futures and options on futures. Our presence in New York, Chicago, San Francisco, London, Hong Kong, Sydney and Tokyo ensures that our clients receive a global perspective and 24-hour coverage.
Prime Brokerage Services, Example, Requirements for an Account
In today’s market, you need a partner with a reputation of commitment, long-term support, and deep and liquid financial strength. Wells Fargo understands the unique needs of alternative asset managers and delivers a full suite of prime brokerage services to support your success. We provide tailored offerings for new and established hedge funds, family offices and private investment vehicles, banks and brokers, asset managers and introducing brokers.
Our proprietary platform – L2 Dealer – enables DMA execution using native, synthetic and algorithmic order types supported by Tier 1 bank smart order routing (SOR) technology. We also support third-party trading access via FIX, MT4, API and Bloomberg EMSX. Lazarus showcases its core offerings of client service, operational efficiency, and best-in-class technology solutions. They use various kinds of investing and risk management methods in search of big returns.
About RISE Prime
Our platform is fully self-clearing and provides global access to over 40 markets. In addition, Global Prime Services has achieved the SSAE Type II reporting standard. Our platform provides a full set of tools that allow clients to work with multiple asset classes and currencies in a single consolidated account. Our clearing professionals complement this with a range of services, including consulting, risk management and securities lending. The majority of prime brokerage clients are made of large-scale investors and institutions.
Our team of experienced Capital Introduction specialists connects you with investors to keep you at the forefront of investment trends. We maintain dialogue with the full spectrum of hedge fund investors, including family offices, funds of funds, managed account platforms, consultants, endowments, foundations, and public and private pensions. Because of the scale of the investing and the approach, the needs of hedge funds differ from those of the average individual investor. As a result, prime brokerages do more than simply help hedge funds execute trades. Combining business consulting and capital introductions, Jefferies Capital Intelligence leverages proprietary data and information flow tools to provide a more targeted and customized experience for clients. We work with an array of clients across emerging managers and established hedge funds, meeting their needs across the fund life cycle.
Unique Access to Hard-to-Borrow Securities
The platform allows for various structures and can be flexible according to clients’ preferences. We tailor reset schedules, timing and frequency of settlements, contract maturity, cash Foreign Exchange Vs Crypto flow exchanges and unwind methodology, among other features. Our capabilities combine professional service with a back office platform that allows us to clear 3 million trades per day.
As with more traditional offerings, participation in any of the concierge services is optional. Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC, are distinct entities from affiliated banks and thrifts. Lazarus offers superior solutions for prime brokerage, asset management and corporate advisory services globally. To understand prime brokerage, it helps to learn first about hedge funds, what they do, and the services they require.
A service designed around your business
The prime broker has no risk on the underlying positions, only on the ability of the client to make margin payments. Margin terms are also agreed upon beforehand to determine any lending limits. Some of the largest prime brokers in the U.S. are investment banks, including Bank of America, J.P. Morgan, Goldman Sachs, and Citigroup. Whether trading equities or options, the First London Brokers team will assist you in understanding the complex global trading landscape. First London Brokers provides you with the technology and insight to trade with confidence and manage your risks. Celadon’s proprietary account management portal serves as the core element of our integrated prime brokerage clearing process.
Leverage multiple broker relationships and liquidity providers for optimal execution, and choose from anonymous or attributed trade execution. Benefit from comprehensive analytics and reporting suite includes real-time portfolio, risk, performance and accounting insights. Tailored dashboards, metrics and reports can be easily uploaded to your systems in various formats. Our experienced and differentiated global cap intro team specialises in facilitating growth for investment firms by orchestrating highly targeted introductions within an extensive investor network concentrating on emerging and mid-sized funds. Gain global market access to a wide spectrum of cleared and non-cleared derivative products, with innovative solutions for capital and margin efficiency.